Full text of U.S. SECURITIES, INTL. CORP.'s X-17A-5 filed 2022-12-16 (period 2022-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## U.S. SECURITIES INTERNATIONAL CORP. ## FINANCIAL STATEMENTS and SUPPLEMENTARY INFORMATION YEAR ENDED SEPTEMBER 30, 2022 {1}------------------------------------------------ ## TABLE OF CONTENTS | Report of Independent Registered Public Accounting Firm | Page<br>- | |---------------------------------------------------------------------------------------------------------------------------|-----------| | Financial Statements: | | | Statement of Financial Condition | 2 | | Statements of Operations and Comprehensive Income | 3 | | Statements of Changes in Stockholders' Equity | 4 | | Statements of Cash Flows | 5 | | Notes to Financial Statements | 6 - 11 | | Supplementary Information: | | | Computation of Net Capital | 13 | | Computation of Basic Net Capital Requirement | 13 | | Computation of Aggregate Indebtedness | 13 | | Reconciliation of Net Capital | 14 | | Computation for Determination of the Reserve Requirements<br>Under Rule 15c3-3 of the Securities and Exchange Commission | । | | Information relating to Possession or Control Requirements<br>Under Rule 15c3-3 of the Securities and Exchange Commission | ી ર | | Report of Independent Registered Public Accounting Firm | 16 | | Exemption Report | 18 | {2}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------|-----------------|-----------------------------|-----------------------------------------------------------------------------------------------------------------------|--| | | ANNUAL REPORTS | | | SEC FILE NUMBER | | | FORM X-17A-5 | | | 8-18118 | | | | | PART III | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>FILING FOR THE PERIOD BEGINNING | FACING PAGE<br>10/1/2021 | AND ENDING | | 09/30/2022 | | | | MM/DD/YY…Read the full text as markdown