Full text of U.S. SECURITIES, INTL. CORP.'s X-17A-5 filed 2023-12-28 (period 2023-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ U.S. SECURITIES INTERNATIONAL CORP. FINANCIAL STATEMENTS AND SUPPLEMENTARY INFORMATION AS OF AND FOR THE YEAR ENDED SEPTEMBER 30, 2023 {1}------------------------------------------------ #### TABLE OF CONTENTS | | Page | |----------------------------------------------------------------------------------------------------------------|----------| | Report oflndependent Registered Public Accounting Firm | | | Financial Statements: | | | Statement of Financial Condition | 2 | | Statements of Operations and Comprehensive Income | 3 | | Statements of Changes in Stockholders' Equity | 4 | | Statements of Cash Flows | 5 | | Notes to Financial Statements | 6 - 10 | | Supplementary Information: | | | Schedule I - Computation ofNet Capital<br>Under SEC Rule l 5c3-1 | | | Computation of Basic Net Capital Requirement | 11<br>11 | | Computation of Aggregate Indebtedness | 11 | | Reconciliation of Net Capital | 12 | | Schedule II - Computation for Determination of the Reserve Requirements<br>Under SEC Rule 15c3-3 (exemption) | 13 | | Schedule III - Information Relating to Possession or Control Requirements<br>Under SEC Rule 15c3-3 (exemption) | 13 | | Report oflndependent Registered Public Accounting Firm | 14 | | Exemption Report | 15 | {2}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D C. 20S49 | | OM! APPROV•t<br>0MB Nu~tr 323>-0113<br>E• H N:,,w 30 2026<br>u1 rnated •>Tr f burdt!I<br>hOun prr rH;>OttW<br>11 | | | |----------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------|------------------------------------------------------------------------------------------------------------------|--|--| | | ANNUAL REPORTS | | | | | | | FORM X-17A-5 | | L f 'N\/MllR | | | | | PART Ill | | 8-18118 | | | | FILING FOR THE PERIOD BEGINNING | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exch,1nge Act of 1934<br>10/01/2022 | AND ENDING 09/30/2023 | | | | | | MM,OO/YY | | Mr.- OO(YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME oF FIRM | __ U_S_S_e_c_u_r_it_ie_s_ln_t_e_rn_a_ito__n_a_l _c_o | ; | rp'--. ____<br>_ | | | | TYPE OF REGISTRANT (c.heck all appl…Read the full text as markdown