OPPENHEIMER & CO. INC. X-17A-5 (2017-02-27) — Broker-dealer annual report

Full text of OPPENHEIMER & CO. INC.'s X-17A-5 filed 2017-02-27 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: OPPENHEIMER & CO. INC.
• Form: X-17A-5
• Filed: 2017-02-27
• Period: 2016-12-31
• Accession: 0000103623-17-000011
• CIK: 103623
• File #: 8-04077
• Material weakness: No
• Auditor: Deloitte & Touche LLP
• Auditor location: New York, NY
• Contact: Sal Agosta
• Phone: 212-668-8025
• Signed by: Albert G. Lowenthal (Chairman & Chief Executive Officer)

Document text (excerpt)

X-17A-5 0000103623 XXXXXXXX LIVE false false false 01-01-2016 12-31-2016 Broker-dealer N OPPENHEIMER & CO. INC. 85 BROAD STREET 22ND,24TH FLOOR NEW YORK NY 10004 Sal Agosta 212-668-8025 Deloitte & Touche LLP 30 Rockefeller Plaza New York NY 10112 Certified Public Accountant Albert G. Lowenthal OPPENHEIMER & CO. INC. 12-31-2016 Albert G. Lowenthal Chairman & Chief Executive Officer Y

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• X-17A-5 — 2020-02-28
• X-17A-5 — 2019-03-01
• X-17A-5 — 2018-02-28
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-04-21
• X-17A-5 — 2014-03-04
• X-17A-5 — 2013-03-04

Original filing on SEC EDGAR (source of record)