Full text of OPPENHEIMER & CO. INC.'s X-17A-5 filed 2025-02-27 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ OPPENHEIMER & CO. INC. AND SUBSIDIARIES (S.E.C. I.D. No. 8-04077) # CONSOLIDATED BALANCE SHEET AS OF DECEMBER 31, 2024 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM \*\*\*\*\*\*\*\* This report is filed pursuant to Rule 17 a-5( e )(3) under the Securities Exchange Act of 1934 as a Public Document. {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | 0MB APPROVAL | |---------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response 12.00 | SEC FILE NUMBER **8-04077** # **ANNUAL REPORTS FORM X-17A-5 PARTIII** # **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01/01/2024 AND ENDING 12/31/2024 MMIDDNY MMIDDNY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Oppenheimer & Co. Inc. TYPE OF REGISTRANT (check all applicable boxes): <sup>~</sup>Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) 85 Br ad Street (No. and Street) New York NY (City) (State) PERSON TO CONTACT Willi REGARD TO 1HIS REPORT Albeit G. Lowenthal (Name) 212-668-5782 (Area Code - Telephone No.) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Deloitte & Touche LLP 10004 (Zip Code) Albert.Lowenthal@opco.com (Email Address) (Name - if individual, state last, first, middle name) 30 Rockefeller Plaza New York New York 10112 (Address) (City) (State) (Zip Code) 10/20/2003 34 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY *\*Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240. l 7a-5(e)(J)(ii), if applicable.* Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {2}------------------------------------------------ # **OATH OR AFFIRMATION** I, Albert G. Lowenthal, affrrm that, to the best of my knowledge and bel…Read the full text as markdown