Full text of OPPENHEIMER & CO. INC.'s X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## OPPENHEIMER & CO. INC. AND SUBSIDIARIES (S.E.C. I.D. No. 8-04077) ## CONSOLIDATED BALANCE SHEET AS OF DECEMBER 31, 2023 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM \*\*\*\*\*\*\*\* This report is filed pursuant to Rule 17 a-5( e )(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT {1}------------------------------------------------ | | | | | 0MB APPROVAL | |-----------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|--------------------------------------------------------|---------------------------------------|-----------------------------------------------------------------------------| | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | 0MB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden | | | | | | hours per response 12.00 | | | ANNUAL REPORTS | | | SEC FILE NUMBER | | | 8-04077 | | | | | | PART Ill | | | | | | FACING PAGE | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | FILING FOR THE PERIOD BEGINNING | | 01/01/2023<br>MM/DD/YY | AND ENDING | 12/31/2023<br>MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: Oppenheimer & Co. Inc. | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | ~ Broker-dealer | D<br>Security-based swap dealer | D | Major security-based swap participant | | | D Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | 85 Broad Street<br>(No. and Street) | | | | | | | | | | New York<br>(City) | NY<br>(State) | | | 10004<br>(Zip Code) | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS REPORT | | | | | | Albert G. Lowenthal | | 212-668-5782 | | A1bert.Lowentha1@opco.com | | (Name) | | (Area Code - Telephone No.) | | (Email Address) | | | | B. ACCOUNT ANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose rep01is are contained in this filing* | | | | | | | | Deloitte & Touche LLP | | | | | | (Name - if individual, state last, first, middle name) | | | | 30 Rockefeller Plaza | New York | | New York | I 0112 | | (Address) | (City) | | (State) | (Zip Code) | | 10/20/2003 | | | | 34 |…Read the full text as markdown