Full text of WOOD (ARTHUR W.) COMPANY, INC.'s X-17A-5 filed 2021-03-29 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ...... 12.00 ## **PUBLIC ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | SE | C<br>FI<br>LE<br>N<br>UM<br>BE<br>R | |----|-------------------------------------| | 8- | 33<br>68 | **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act** of **1934 and Rule 17a-5 Thereunder** | PO<br>R<br>E<br>R<br>T<br>FO<br>R<br>T<br>H<br>E<br>PE<br>R<br>IO<br>D<br>B<br>E<br>G<br>IN<br>N<br>IN<br>G<br>_ | 0<br>_l<br>_/0<br>_1<br>_/2<br>_0<br>_2<br>_0<br>_<br>_<br>_<br>_ | A<br>N<br>D<br>E<br>N<br>D<br>IN<br>G<br>_<br>_ | 12<br>_/<br>_3<br>1<br>_/<br>_2<br>0<br>_2<br>_0<br>_<br>_<br>_<br>_<br>_ | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------|-------------------------------------------------|------------------------------------------------------------------------------|--|--|--| | | /D<br>D/<br>M<br>M<br>YY | | M<br>M<br>/D<br>D/<br>YY | | | | | A<br>G<br>IS<br>A<br>. R<br>E<br>T<br>R<br>N<br>T<br>I<br>D<br>E<br>N<br>T<br>IF<br>IC<br>A<br>T<br>IO<br>N | | | | | | | | O<br>O<br>: A<br>R<br>T<br>H<br>U<br>R<br>W<br>W<br>D<br>C<br>O<br>M<br>P<br>A<br>N<br>Y<br>I<br>N<br>C<br>O<br>IC<br>A<br>FF<br>IA<br>L<br>N<br>M<br>E<br>O<br>F<br>B<br>R<br>O<br>K<br>E<br>R<br>-D<br>E<br>A<br>LE<br>R<br>U<br>S<br>E<br>, | | | | | | | | A<br>D<br>D<br>R<br>E<br>SS<br>O<br>F<br>PR<br>IN<br>C<br>IP<br>A<br>L<br>PL<br>A<br>C<br>E<br>O<br>SI<br>F<br>B<br>U | FI<br>R<br>M<br>I<br>.D<br>O<br>N | | | | | | | C<br>O<br>50<br>NG<br>RE<br>SS<br>S<br>TR<br>EE<br>T<br>, S<br>U<br>IT<br>E<br>70<br>0 | | | | | | | | | (N<br>d<br>St<br>et)<br>o.<br>an<br>re | | | | | | | BO<br>ST<br>O<br>N | M<br>AS<br>SA<br>C<br>H<br>US<br>ET | TS | 02<br>10<br>9 | | | | | (C<br>ity<br>) | (S<br>e)<br>tat | (Z | ip<br>C<br>od<br>e) | | | | | A<br>N<br>M<br>E<br>A<br>N<br>D<br>T<br>EL<br>E<br>PH<br>O<br>N<br>E<br>N<br>U<br>M<br>B<br>E<br>R<br>O…Read the full text as markdown