Full text of WOOD (ARTHUR W.) COMPANY, INC.'s X-17A-5 filed 2024-04-15 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # PUBLIC FILING # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 filing for the period beginning 01/01/2023 MM/DD/YY NG 12/31/2023 MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Arthur W. Wood Company, Inc. TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 50 Congress Street, Suite 700 | | (No. and Street) | | | |---------------------------------------------------------------------------------------------------|--------------------------------|--------------------------------------------|--------------------------| | Boston | MA | | 02109 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Donald P. McCarthy | (617)542-0500 | | dmccarthy@arthurwood.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing"<br>Ohab and Company, PA | | | | | (Name - if individual, state last, first, and middle name) | | | | | 100 E Sybeila Ave, Ste 130 | Matiland | ப | 32751 | | (Address) | (City) | (State) | (Zip Code) | | July 28, 2004 | | 1839 | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 | SEC FILE NUMBER | | |-----------------|--| | 8-3368 | | | AND END | | |---------|--| | | | {1}------------------------------------------------ #### OATH OR AFFIRMATION Donald P. McCarthy fi | PATHER I : MASANIT | | Sweat (of animit) that, to the best of the Rhowneuge and Delier, the | | |--------------------|--|-------…Read the full text as markdown