Full text of WOOD (ARTHUR W.) COMPANY, INC.'s X-17A-5 filed 2023-03-29 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **PUBLIC FILING** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-3368 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2022** AND ENDING **12/31/2022** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM : Arthur W. Wood Company, Inc. TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 50 Congress Street, Suite 700 | | | (No. and Street) | | | | | |------------------------------------------------------------------------------------------------------------------------|-------------------------------|------------------------------------------------------------|------------|-------------------------|--|--| | Boston | | MA | 02109 | | | | | (City) | | (State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | K H Kennedy | | (617)542-0500 | | kkennedy@arthurwood.com | | | | (Name) | (Area Code -Telephone Number) | | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | Ohab and Company, PA | | (Name - if individual, state last, first, and middle name) | | | | | | 100 E Sybeila Ave, Ste 130 | | Maitland | FL | 32751 | | | | (Address) | | (City) | (State) | (Zip Code) | | | | July 28, 2004 | | | 1839 | | | | | l"<br>of Regist,atioa with PCAOB)(if applirable) | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collectlon of information contained in this form are not required to respond unless the** form **displays a currently valid 0MB control number.** {1}------------------------------------------------ ### **OATH OR AFFIRMATION** I, Kristin H Kennedy swear (or affirm) that, to the best of my knowledge…Read the full text as markdown