Full text of UBS FINANCIAL SERVICES INC.'s X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## UBS Financial Services Inc. ## Consolidated Statement of Financial Condition December 31, 2021 (Amounts in Thousands of Dollars) | A Comments of the Comments of Children | | | |---------------------------------------------------------------------------------|-------|------------| | Cash and cash equivalents | ಕೆ | 521,953 | | Cash and securities segregated and on deposit for federal and other regulations | | 4,559,952 | | Collateralized agreements: | | | | Securities purchased under agreements to resell | | 56,725 | | Securities borrowed | | 1,319,815 | | Receivables: | | | | Customers (net of allowance for doubtful accounts of \$6) | | 480,534 | | Brokers, dealers and clearing organizations | | 2,505,301 | | Dividends and interest | | 6,188 | | Fees and other | | 264,133 | | Financial instruments owned, at fair value | | 869,513 | | Financial assets designated at fair value | | 5,657,362 | | Receivables from affiliated companies | | 820,586 | | Office equipment and leasehold improvements (net of accumulated | | 1,775,304 | | depreciation and amortization of \$1,236,641) | | | | Goodwill and intangibles | | 554,408 | | Deferred tax asset, net | | 1,837,497 | | Other assets | | 400,098 | | Total assets | A | 21,629,369 | | | | | | Liabilities and stockholder's equity | | | | Collateralized agreements: | | | | Securities loaned | | 163,451 | | Payables: | | | | Customers | | 997,034 | | Brokers, dealers and clearing organizations | | 168,977 | | Dividends and interest | | 2,695 | | Financial instruments sold, not yet purchased, at fair value | | 108,846 | | Financial liabilities designated at fair value | | 6,972,230 | | Accrued compensation and benefits | | 2,292,536 | | Payables to affiliated companies | | 3,380,807 | | Income taxes payable | | 92,865 | | Other liabilities and accrued expenses | | 1,553,776 | | | | 15,733,217 | | Subordmated habilities | | 475,000 | | Stockholder's equity | | 5,421,152 | | Total liabilities and stockholder's equity | ਦੇ ਹੋ | 21,629,369 | | | | | See notes to consolidated financial statements. (Confidential Pursuant to SEC Rule 17a-5(e)(3) and CFTC Regulation 1.10(g))Read the full text as markdown