Full text of UBS FINANCIAL SERVICES INC.'s X-17A-5 filed 2019-03-01 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
X-17A-5 0000200565 XXXXXXXX LIVE true false false 01-01-2018 12-31-2018 Broker-dealer N UBS FINANCIAL SERVICES INC. 1200 HARBOR BOULEVARD WEEHAWKEN NJ 07086 Earl Lafontant (201) 352-8336 Ernst & Young LLP 5 Times Square New York NY 10036 Certified Public Accountant Helene Narcy UBS FINANCIAL SERVICES INC. 12-31-2018 security accounts of principal officers and directors that are classified as customer accounts (debits $551,584 credits $1,010,828). Helene Narcy Chief Financial Officer Y
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