Full text of UBS FINANCIAL SERVICES INC.'s X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  CON S OLIDATED STATEMENT OF FINANCIAL CONDITION UBS Financial Services Inc. (a Subsidiary of UBS Americas Inc.) December 31 , 2025 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMBAPPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-S PART Ill** | SEC FILE NUMBER | |-----------------| |-----------------| | | FACING PAGE | | | | | |-------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------|---------|---------------------------------------------|--| | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>12/31/2025<br>FILING FOR THE PERIOD BEGINNING 01/01/2025<br>AND ENDING | | | | | | | MM/0D/YY | | | ---------<br>MM/0D/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME oF FIRM: UBS Financial Services Inc. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>G Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | □ Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 1200 Harbor Boulevard | | | | | | | | (No. and Street) | | | | | | Weehawken | NJ | | | | | | (City) | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Mr. Ralph Mattone | (212) 713-9711 | Ralph.Mattone@ubs.com | | | | | (Name) | | (Area Code - Telephone Number)<br>(Emal! Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Ernst & Young | | | | | | | | (Name- if individual, state last, first, and middle name) | | | | | | 395 9th Avenue | New York | | NY | 10001 | | | (Address) | (City) | | (State) | (Zip Code) | | | 10/20/2003 | | 42 | | | | | rte of Registratioa with PCAOB)(if applicable) | | | | I PCAOB Regist,atioa N, mbN, if appli…Read the full text as markdown