Full text of E. E. POWELL & COMPANY INC.'s X-17A-5 filed 2023-03-31 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statement and Report of Independent Registered Public Accounting Firm as of December 31, 2022 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0 MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | |-----------------| 8-08193 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEG IN NI NG ___ 0 | ___<br>_1<br>1<br>01_<br>1<br>20_<br>2<br>2<br>_<br>_<br>_<br>_ | AND EN DI NG | ___ 12<br>_ | __<br>1<br>1<br>20_<br>2<br>2<br>31_<br>_<br>_<br>_<br>_ | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------|-----------------------------------------|-----------------|----------------------------------------------------------|--| | | MM/DD/VY | | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM : E.E. POWELL & COMPANY INC. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer<br>□ Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | | □ Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 200 Northpointe Circle, Suite 304 | | | | | | | | (No. and Street) | | | | | | Seven Fields | PA | | | 16046 | | | (City) | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | David Brant | (402) 215-1352 | | | david . brant@acaglobal .com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Baker Tilley US, LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | One Penn Plaza - Suite 3000 | New York | | NY | 10019 | | | (Address) | (City) | | (State) | (Zip Code) | | | 10/22/2003 | | 23 | | | | | rte<br>of Reg;~,atioo w;th PCAOS)l;f ,ppUcable) | |…Read the full text as markdown