Full text of E. E. POWELL & COMPANY INC.'s X-17A-5 filed 2024-03-25 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### E.E. POWELL & COMPANY, INC. #### STATEMENT OF FINANCIAL CONDITION #### DECEMBER 31, 2023 {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | 0MB APPROVAL | |----------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | 12<br>hours per response : | | | SEC FILE NUMBER 8-08193 | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------|---------|-----------------|--| | | FILING FOR THE PERIOD BEGINNING 01/01/<br>2023<br>AND ENDING 12/31/2023 | | | | | | MM/DD/VY | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM : E.E Powell & Company Inc. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>D Major security-based swap participant<br>C!J Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 200 Northpointe Circle, Suite 304 | | | | | | | (No. and Street) | | | | | Seven Fields | PA | | 16046 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Lee D. Moffatt | 724-776-7600<br>LMoffat@eepowell .com | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Lally & Co., LLC. | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 5700 Corporate Drive, Suite 800 | Pittsburgh | PA | 15237 | | | (Address) | (City) | (State) | (Zip Code) | | | 5/19/2009 | | 3578 | | | | rte of R,,;maUoo w;th PCAOB)(;f appUcableJ<br>(PCAOB Reg;m,uoo N ,mbec, ;f applkable JI | | | | | | | FOR OFFICIAL USE ONLY | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as…Read the full text as markdown