Full text of E. E. POWELL & COMPANY INC.'s X-17A-5 filed 2025-03-10 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### E.E. POWELL & COMP ANY, INC. ### STATEMENT OF FINANCIAL CONDITION #### DECEMBER 31, 2024 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01 /24** MM/DD/YY AND ENDING **12/3 <sup>1</sup>**f24 MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: E.E.Powell & Company, Inc. TYPE OF REGISTRANT (check all applicable boxes): □ Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 200 Northpointe Circle, Suite 304 (No. and Street) Seven Fields PA 16046 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Lee D. Moffatt 724-776-7600 LMoffat@eepowell.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Lally & Co., LLC. (Name - if individual, state last, first, and middle name) 5700 Corportae Drive, Suite 800 Pittsburgh PA 15237 (Address) (City) (State) (Zip Code) 5/19/2009 3578 rte of **Reg;st,atioo w;th PCAOB)l;f appUcable) FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Lee Moffatt | | swear (or affirm) that, to the best of my knowledge and belief, the | | |-------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------…Read the full text as markdown