ST. GERMAIN SECURITIES, INC. X-17A-5 (2017-03-01) — Broker-dealer annual report

Full text of ST. GERMAIN SECURITIES, INC.'s X-17A-5 filed 2017-03-01 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: ST. GERMAIN SECURITIES, INC.
• Form: X-17A-5
• Filed: 2017-03-01
• Period: 2016-12-31
• Accession: 0000200664-17-000002
• CIK: 200664
• File #: 8-04575
• Material weakness: No
• Auditor: Wolf and Company, PC
• Auditor location: Boston, MA
• Contact: Jason Schuck
• Phone: 4137335111
• Signed by: Michael Matty (President)

Document text (excerpt)

X-17A-5 0000200664 XXXXXXXX LIVE false false false 01-01-2016 12-31-2016 Broker-dealer N ST. GERMAIN SECURITIES, INC. 1500 MAIN STREET SPRINGFIELD MA 01115 Jason Schuck 4137335111 Wolf and Company, PC 99 High Street Boston MA 02110 Certified Public Accountant Michael Matty ST. GERMAIN SECURITIES, INC. 12-31-2016 Michael Matty President Y

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• X-17A-5 — 2022-03-30
• X-17A-5/A — 2021-03-08
• X-17A-5 — 2021-03-01
• X-17A-5 — 2020-03-02
• X-17A-5 — 2019-03-01
• X-17A-5 — 2018-02-28
• X-17A-5 — 2016-04-05
• X-17A-5 — 2015-02-20
• X-17A-5 — 2014-02-27

Original filing on SEC EDGAR (source of record)