ST. GERMAIN SECURITIES, INC. X-17A-5 (2019-03-01) — Broker-dealer annual report

Full text of ST. GERMAIN SECURITIES, INC.'s X-17A-5 filed 2019-03-01 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: ST. GERMAIN SECURITIES, INC.
• Form: X-17A-5
• Filed: 2019-03-01
• Period: 2018-12-31
• Accession: 0000200664-19-000001
• CIK: 200664
• File #: 8-04575
• Material weakness: No
• Auditor: Wolf and Company, PC
• Auditor location: Boston, MA
• Contact: Jason Schuck
• Phone: 4137335111
• Signed by: Michael R Matty (President)

Document text (excerpt)

X-17A-5 0000200664 XXXXXXXX LIVE true false false 01-01-2018 12-31-2018 Broker-dealer N ST. GERMAIN SECURITIES, INC. 1500 MAIN STREET SPRINGFIELD MA 01115 Jason Schuck 4137335111 Wolf and Company, PC 99 High Street Boston MA 02110 Certified Public Accountant Michael R Matty ST. GERMAIN SECURITIES, INC. 12-31-2018 Michael R Matty President Y

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• X-17A-5 — 2022-03-30
• X-17A-5/A — 2021-03-08
• X-17A-5 — 2021-03-01
• X-17A-5 — 2020-03-02
• X-17A-5 — 2018-02-28
• X-17A-5 — 2017-03-01
• X-17A-5 — 2016-04-05
• X-17A-5 — 2015-02-20
• X-17A-5 — 2014-02-27

Original filing on SEC EDGAR (source of record)