ST. GERMAIN SECURITIES, INC. X-17A-5 (2018-02-28) — Broker-dealer annual report

Full text of ST. GERMAIN SECURITIES, INC.'s X-17A-5 filed 2018-02-28 (period 2017-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: ST. GERMAIN SECURITIES, INC.
• Form: X-17A-5
• Filed: 2018-02-28
• Period: 2017-12-31
• Accession: 0000831571-18-000002
• CIK: 200664
• File #: 8-04575
• Material weakness: No
• Auditor: Wolf and Co., Inc
• Auditor location: Springfield, MA
• Contact: Jason Schuck
• Phone: 4137335111
• Signed by: Michael Matty (President)

Document text (excerpt)

X-17A-5 0000200664 XXXXXXXX LIVE true false false 01-01-2017 12-31-2017 Broker-dealer N ST. GERMAIN SECURITIES, INC. 1500 MAIN STREET SPRINGFIELD MA 01115 Jason Schuck 4137335111 Wolf and Co., Inc 1500 Main Street Springfield MA 01115 Certified Public Accountant Michael Matty ST. GERMAIN SECURITIES, INC. 12-31-2017 Michael Matty President Y

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• X-17A-5/A — 2021-03-08
• X-17A-5 — 2021-03-01
• X-17A-5 — 2020-03-02
• X-17A-5 — 2019-03-01
• X-17A-5 — 2017-03-01
• X-17A-5 — 2016-04-05
• X-17A-5 — 2015-02-20
• X-17A-5 — 2014-02-27

Original filing on SEC EDGAR (source of record)