SMITH, MOORE & CO. X-17A-5 (2020-02-26) — Broker-dealer annual report

Full text of SMITH, MOORE & CO.'s X-17A-5 filed 2020-02-26 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: SMITH, MOORE & CO.
• Form: X-17A-5
• Filed: 2020-02-26
• Period: 2019-12-31
• Accession: 0000200724-20-000002
• CIK: 200724
• File #: 8-27480
• Material weakness: No
• Auditor: Holt & Patterson
• Auditor location: Chesterfield, MO
• Contact: Amy Tognozzi
• Phone: 314-446-1627
• Signed by: Amy Tognozzi (Chief Financial Officer)

Document text (excerpt)

X-17A-5 0000200724 XXXXXXXX LIVE true false false 01-01-2019 12-31-2019 Broker-dealer N SMITH, MOORE & CO. 7777 BONHOMME AVE., SUITE 2400 CLAYTON MO 63105 Amy Tognozzi 314-446-1627 Holt & Patterson 260 Chesterfield Industrial Blvd. Chesterfield MO 63005 Certified Public Accountant Amy Tognozzi SMITH, MOORE & CO. 12-31-2019 Amy Tognozzi Chief Financial Officer Y

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Other filings by this registrant

• X-17A-5 — 2026-02-20
• X-17A-5 — 2025-02-21
• X-17A-5 — 2024-02-26
• X-17A-5 — 2023-02-21
• X-17A-5 — 2022-02-23
• X-17A-5 — 2021-02-25
• X-17A-5 — 2019-02-26
• X-17A-5 — 2018-02-26
• X-17A-5 — 2017-02-27
• X-17A-5 — 2016-02-26
• X-17A-5 — 2015-08-27
• X-17A-5 — 2014-08-29

Original filing on SEC EDGAR (source of record)