Full text of SMITH, MOORE & CO.'s X-17A-5 filed 2025-02-21 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ SMITH, MOORE & CO. STATEMENT OF FINANCIAL CONDITION WITH REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2024 {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III sec file number 8-27480 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING\_12/31/24 filing for the period beginning 01/01/24 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: SMITH, MOORE & CO. TYPE OF REGISTRANT (check all applicable boxes): ■ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 7777 BONHOMME AVENUE, SUITE 2400 | CLAYTON | | | | | |-----------------------------------------------------|--------------------------------|------------------------------------------------------------|------------------------------------------|------------| | | | MO | | 63105 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | AMY BRODY | (314) 446-1627 | | abrody@smithmoore.com<br>(Email Address) | | | (Name) | (Area Code - Telephone Number) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | HOLT & PATTERSON, LLC | | (Name - if individual, state last, first, and middle name) | | | | 260 CHESTERFIELD INDUSTRIAL BLVD. CHESTERFIELD MO | | | | 63005 | | | | | | | | (Address) | | (City) | (State) | (Zip Code) | | 02/24/2009 | | | 3372 | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION | AMY BRODY | , swear (or affirm) that, to the best of my knowledge and belief, the | | |---------------------------------------------------------------|-----------------------------------------------------------------------…Read the full text as markdown