Full text of SMITH, MOORE & CO.'s X-17A-5 filed 2026-02-20 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ STATEMENT OF FINANCIAL CONDITION WITH REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM **DECEMBER 31, 2025** {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III | SEC FILE NUMBER | |-----------------| | 8-27480 | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|-----------------|-----------------------| | FILING FOR THE PERIOD BEGINNING | 01/01/25 | AND ENDING | | 12/31/25 | | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT DENTIFICATION | | | | | NAME OF FIRM: SMITH, MOORE & CO. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer __ Security-based swap dealer __ Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | / / / / BONHOMME AVENUE, SUITE 2400 | | | | | | | (No. and Street) | | | | | CLAYTON | MO | | | 63105 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | AMY BRODY | (314) 446-1627 | | | abrody@smithmoore.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. Accountant identification | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing * | | | | | | HOLT & PATTERSON, LLC | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 260 CHESTERFIELD INDUSTRIAL BLVD. CHESTERFIELD MO | | | | 63005 | | (Address) | (City) | | (State) | (Zip Code) | | 02/24/2009 | | | 33772 | | | (Date of Registration with PCAOB)(if applicable) | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | irement that the annual reports be covered by the reports of an independent public laims for exemption from the req accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CF…Read the full text as markdown