Full text of CASEY SECURITIES LLC's X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Annual Audit Report December 31, 2023 Public Document {1}------------------------------------------------ | UNITED STATES | | | | | | | |---------------|--|--|--|--|------------------------------------|--| | | | | | | SECURITIES AND EXCHANGE COMMISSION | | | | | | | | Washington, D.C. 20549 | | # ANNUAL REPORTS FORM X-17A-5 PART III | stimated average burden | | |-------------------------|----| | ours per response: | 12 | | | | | SEC FILE NUMBER | | | | | OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 8-21205 ### FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | 1/1/23<br>MM/DD/YY | | AND ENDING 12/31/23 | | |--------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------|----------------------|--------------------------------------------| | FILING FOR THE PERIOD BEGINNING | | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Casey Securities LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | Broker-dealer Security-based swap dealer Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 100 Drake Landing Road, Building 100A-3rd Floor, Suite 305 | | | | | | | (No. and Street) | | | | | Greenbrae | CA | | | 94904 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Helene Berson | 415-203-3960 | | hbersoncpa@gmail.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *<br>Ryan & Juraska LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 141 W. Jackson Blvd., Suite 2250 | Chicago | | 11 | 60604 | | (Address) | (City) | | (State) | (Zip Code) | | 3/24/09 | | 3407 | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | · Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the ba…Read the full text as markdown