Full text of CASEY SECURITIES LLC's X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Casey Securities LLC Annual Audit Report December 31, 2025 Public Document {1}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 0MB APPROVAL | |---------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | | | | | SEC FILE NUMBER | | |---------|-----------------|--| | 8-21205 | | | #### **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING _1_!1_/2_5 | ______ | Af\JD ENDING _1_25_/_3_1!_2_5 | | ____<br>_ | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|------------------------------------------------------------|-----------------|------------------------------| | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Casey Securities LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer<br>□ Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | | D Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 100 Drake Landing Road<br>, Building 1 ODA-3rd Floor, Suite 305 | | | | | | | (No. and Street) | | | | | Green brae | CA | | | 94904 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Helene Berson | 415-203-3960 | | | hberson@fcfgroupholdings.com | | (Name) | (Area Code - Telephone Number} | | (Email Address} | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Ryan & Juraska LLP | | (Name - if individual, state last, first, and middle name) | | | | | | | | | | 141 W. Jackson Blvd., Suite 2250<br>(Address) | Chicago<br>(City) | | IL<br>(State) | 60604<br>(Zip Code) | | | | | | | | 3/24/09 | | 3407 | | | | | FOR OFFICIAL USE ONLY | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption…Read the full text as markdown