Full text of CASEY SECURITIES LLC's X-17A-5 filed 2025-03-03 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Annual Audit Report December 31, 2024 Public Document {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | | |--------------------------|--| | OMB Number 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | | | SEC FILE NUMBER | |--|-----------------| | | 8-21205 | | | | #### FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING 1/1/24 | | AND ENDING 12/31/24 | | | |-------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------------|-----------------|--------------------------------------------| | | MM/DD/YY | | | MM/DO/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Casey Securities LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | Security-based swap dealer Major security-based swap participant<br>Broker-dealer | | | | | | Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 100 Drake Landing Road, Building 100A-3rd Floor, Suite 305 | | | | | | | (No, and Street) | | | | | Greenbrae | CA | | 94904 | | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Helene Berson | 415-208-3960 | | | hberson@fcfgroupholdings.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ryan & Juraska LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 141 W. Jackson Blvd., Suite 2250 | Chicago | | IL | 60 304 | | (Address) | (City) | | (State) | (Zip Code) | | 3/24/09 | | 34877 | | | | (Date of Registration with PCAOB) (if applicable) | | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1){ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respo…Read the full text as markdown