Full text of L. B. FISHER & COMPANY's X-17A-5 filed 2021-09-09 (period 2021-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | | OMB APPROVAL | | |--------------------|--------------------------|--| | OMB Number: | 3235-0123 | | | Expires: | October 31, 2023 | | | | Estimated average burden | | | hours per response | 12.00 | | # **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** | SEC FILE NUMBER | |-----------------| | s-52491 | **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | 07/01/202 c-vt-v<br>0<br>\Jii\jn | D ENDIN,G<br>A ANx,npx,n,x,r | 06/30/2021 | | |--------------------------------------------------------------------------|--------------------------------------------------------|------------------------------|--------------------------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: | L. B. Fisher & Company | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 17300 Dallas Parkway, Suite 3050 | | | | | | | (No. and Street) | | | | | Dallas | Texas | | 75248 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | Lewis B. Fisher, Jr. | | | (972) 733-4800<br>(Area Code - Telephone Number) | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | McBee & Co., PC | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 718 Paulus Avenue | Dallas | Texas | 75214 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | | | | | | | Certified Public Accountant | | | | | | Public Accountant | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *\*Claimsfor exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* **Potential persons who are to respond to the collection of information contained in this form are not required to respond SEC 1410 (11-05) unless the form displays a currently valid OM…Read the full text as markdown