Full text of L. B. FISHER & COMPANY's X-17A-5 filed 2023-09-22 (period 2023-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** Estimated average burden hours per response: 12 OMB APPROVAL # **ANNUAL REPORTS FORM X-17A-5 PART III** | SEC FILE NUMBER | |-----------------| | 8-52491 | FACING PAGE Information Required Pursuant to Rules l7a-5,17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 07/01/^ AND END|NG MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION #### NAME OF FIRM: . L. B. Fisher & Company TYPE OF REGISTRANT (check all applicable boxes): H Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer **ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)** # 17300 Dallas Parkway, Suite 3050 | | (No. and Street) | | | | | | |--------------------------------------------------|---------------------------------------------------------------------------|--------------------------------------------|---------------------|--|--|--| | Dallas | Texas | | 75248<br>(Zip Code) | | | | | (City) | (State) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | L. B. Fisher, Jr. | 972-733-4800 | | LBFCO@SWBELL.NET | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | McBee&Co., PC | (Name - if individual, state last, first, and middle name) | | | | | | | 718 Paulus Avenue | Dallas | Texas | 75214 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 09/22/2009 | | 3631 | | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, Lewis B. Fisher. Jr. t swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of L-B. Fisher & Company ( as of 6/30 , 2 °g3 is true and correct. I further swear (or affirm) that neither the company nor a…Read the full text as markdown