Full text of L. B. FISHER & COMPANY's X-17A-5 filed 2024-09-23 (period 2024-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | SECURITIES AND EXCHANGE COMMISSION | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | | | | | | |-------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------|------------------|-----------------|--------------------------------------------|--|--| | ANNUAL REPORTS | | | | SEC FILE NUMBER | | | | | FORM X-17A-5 | | 8-52491 | | | | | | PART III | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5,17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | FILING FOR THE PERIOD BEGINNING | 07/01/23 | AND ENDING | 06/30/24 | | | | | | MM/DD/YY | | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM | . L. B. Fisher & Company | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>H Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | | D Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 16924 Preston Bend Drive | | | | | | | | | (No. and Street) | | | | | | | Dallas | Texas | | | 75248 | | | | (City) | (State) | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | L. B. Fisher, Jr. | 972-733-4800 | LBFCO@SWBELL.NET | | | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | McBee&Co., PC | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | 718 Paulus Avenue | (Name - if individual, state last, first, and middle name)<br>Dallas | | Texas | 75214 | | | | (Address) | (City) | (State) | | (Zip Code) | | | | 09/22/2009 | | 3631 | | | | | | (Date of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | | (PCAOB Registration Number, if applicable) | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of informatio…Read the full text as markdown