Full text of CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.'s X-17A-5 filed 2022-05-31 (period 2022-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | | Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | | |-------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|---------------------|--------------------------------|--| | | REPORT FOR THE PERIOD BEGINNING 04/01/21 | | AND ENDING 03/31/22 | | | | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: | | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | FIRM I.D. NO. | | | | 2200- 609 Granville Street | | | | | | | | (No. and Street) | | | | | | Vancouver | BC | | V7Y 1H2 | | | | (City) | (State) | | (Zip Code) | | | Ernst & Young | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | B. ACCOUNTANT IDENTIFICATION | | (Area Code - Telephone Number) | | | | | (Name - if individual, state last, first, middle name) | | | | | | Suite2300 Oceanic Plaza 1066 W. Hastings St | Vancouver | BC | V6E 3X2 | | | (Address) | | (City) | (State) | (Zip Code) | | | CHECK ONE: | Certified Public Accountant<br>Public Accountant<br>Accountant not resident in United States or any of its possessions. | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | {1}------------------------------------------------ | | T Donald. D. Macfayden | , swear (or affirm) that, to the best of | |-----------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown