Full text of CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.'s X-17A-5 filed 2026-06-03 (period 2026-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # 04/01/25 03/31/26 Canaccord Genuity Wealth Management (USA) Inc. ■ 1200 -1133 Melville Street Vancouver BC V6E 4E5 Donald D. MacFayden 212-389-8088 dmacfayden@cgf.com Ernst & Young 1133 Melville Street Vancouver BC V6E 4E5 1263 {1}------------------------------------------------ | Donald D. MacFayden | | | |---------------------|------------------------------------------------|--| | | Canaccord Genuity Wealth Management (USA) Inc. | | | | | | March 31 026 | Don MacFayden | Digitally signed by Don MacFayden<br>Date: 2026.05.29 22:30:33 +01'00' | |-------------------------|------------------------------------------------------------------------| | Chief Financial Officer | | - - - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------ Financial Statements and Supplemental Information [Expressed in U.S. dollars] # Canaccord Genuity Wealth Management (USA) Inc. March 31, 2026 With Report of Independent Registered Public Accounting Firm [Confidential Pursuant to Rule 17a-5(e)(3)] {3}------------------------------------------------ # **Report of independent registered public accounting firm** #### To the Shareholder and the Board of Directors of **Canaccord Genuity Wealth Management (USA) Inc.** #### **Opinion on the financial statements** We have audited the accompanying statement of financial condition of **Canaccord Genuity Wealth Management (USA) Inc.** [the "Company"] as of March 31, 2026, the related statements of comprehensive income, changes in stockholder's equity and cash flows for the year then ended, and the related notes [collectively referred to as the "financial statements"]. In our opinion, the financial statements present fairly, in all material respects, the financial position of the Company at March 31, 2026, and the results of its operations and its cash flows for the year then ended in conformity with U.S. generally accepted accounting principles. #### **Basis for opinion** These financial statements are the responsibility of the Company's management. Our responsibility is to express an opinion on the Company's financial statements based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) ["PCAOB"] and are required to be independent with respect to the Company in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and…Read the full text as markdown