Full text of CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.'s X-17A-5 filed 2025-05-30 (period 2025-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER a-21025 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | 04/01/24 | 03/31/25<br>AND ENDING | |--------------------------------------------------|------------------------------|------------------------------------------------| | | MM/DD/YY | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | NAME OF FIRM: | | Canaccord Genuity Wealth Management (USA) Inc. | | TYPE OF REGISTRANT (check all applicable boxes): | | | Broker-dealer ☐ Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use <sup>a</sup> P.O. box no.) # 1200-1133 Melville Street | BC<br>(State)<br>PERSON TO CONTACT WITH REGARD TO THIS FILING<br>Donald D. MacFayden 416-687-5426<br>(Area Code -Telephone Number) | (Email Address) | V6E 4E5<br>(Zip Code)<br>dmacfayden@cgf.com | |------------------------------------------------------------------------------------------------------------------------------------|---------------------|-----------------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | BC | V6E 4E5 | | | (State) | (Zip Code) | | | 1263 | | | | | | | | | (PCAOB Registration Number, if applicable) | | | Vancouver<br>(City) | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>(Name - if individual, state last, first, and middle name) | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displaysacurrently valid OMB control number. {1}------------------------------------------------ ### OATH OR AFFIRMATION | | I, Donald D. MacFayden<br>swear (or affirm)…Read the full text as markdown