Full text of COLLIERS SECURITIES LLC's X-17A-5 filed 2021-02-11 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### S TATEMENT OF F INANCIAL C ONDITION Colliers Securities LLC (Formerly known as Dougherty & Company LLC) December 31, 2020 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ | SEC FILE NUMBER | |-----------------| | | | 8-21937 | | REPORT FOR THE PERIOD BEGINNING | 01/01/2020 | AND ENDING | 12/31/2020 | |-----------------------------------------------------------------------------------------------------------|--------------------------------------------------------|------------|--------------------------------| | | MM/DD/Y Y | | MM/DD/Y Y | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: | Colliers Securities LLC | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | 90 South Seventh Street Suite 4300 | | | | | | (No. and Street) | | | | Minneapolis | MN | | 55402 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Thomas Steichen (612) 376-4060 | | | | | | | | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | RSM US LLP | | | | | | (Name - if individual, state last, first, middle name) | | | | 801 Nicollet Mall Suite 1100 | Minneapolis | MN | 55402 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | Certified Public Accountant | | | | | Public Accountant | | | | | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | {2}------------------------------------------------ | Thomas Steichen | | |-----------------|--| | | |  - - - - - - - - - - - {3}------------------------------------------------ ## Statement of Financial Condition December 31, 2020 #### **Contents** | Report of Independent Registered Public Accounting Firm 1 | | |-----------------------------------------------------------|--| | Statement of Financial Condition 2 | | | Notes to Statement of Financial Condition 3 | | {4}------------------------------------------------  #### **Report of Independent Registered Public Accounting Firm** To the Managers of Colliers Mortgage Holdings LLC and Member of Colliers Securities LLC (formerly known as Dougherty & Company LLC) #### **Opinion on t…Read the full text as markdown