DOUGHERTY & COMPANY LLC X-17A-5 (2019-02-21) — Broker-dealer annual report

Full text of DOUGHERTY & COMPANY LLC's X-17A-5 filed 2019-02-21 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

X-17A-5 0000215674 XXXXXXXX LIVE false false false 01-01-2018 12-31-2018 Broker-dealer N DOUGHERTY & COMPANY LLC 90 SOUTH SEVENTH ST-STE 4300 MINNEAPOLIS MN 55402-4108 Michelle Sandberg 612-376-4027 RSM US LLP 801 Nicollet Mall, Suite 1100 Minneapolis MN 55402 Certified Public Accountant Michelle Sandberg DOUGHERTY & COMPANY LLC 12-31-2018 Michelle Sandberg Chief Financial Officer Y

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