COLLIERS SECURITIES LLC X-17A-5 (2022-02-18) — Broker-dealer annual report

Full text of COLLIERS SECURITIES LLC's X-17A-5 filed 2022-02-18 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ #### S TATEMENT OF F INANCIAL C ONDITION Colliers Securities LLC December 31, 2021 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ | 90 South Seventh Street, Suite 4300 | | | | | | |----------------------------------------------|---------------------------------------------------------------------------|----------------------------|--|--|--| | | (No. and Street) | | | | | | Minneapolis | MN | 55402 | | | | | (City) | (State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Thomas Steichen | (612)376-4060 | Tom. Steichen@colliers.com | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | RSM US LLP | | | |------------|--|--| | | | | | | (Name - if individual, state last, first, middle name) | | | | |--------------------------------------------------|--------------------------------------------------------|---------|--------------------------------------------|--| | 801 Nicollet Mall, Suite 1100 | Minneapolis | MIN | 55402 | | | (Address) | (City) | (State) | (Zip Code) | | | 09/24/2003 | | | 49 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | OMB APPROVAL | | |--------------------------|--| | OMB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: 12 | | | | SEC FILE NUMBER | |--|-----------------| {2}------------------------------------------------ ![](_page_2_Picture_2.jpeg) - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ # Statement of Financial Condition December 31, 2021 ## **Contents** | Report of Independent Registered Public Accounting Firm 1 | | |-----------------------------------------------------------|--| | Statement of Financial Condition 2 | | | Notes to Statement of Financial Condition 3 | | {4}------------------------------------------------ ![](_page_4_Picture_0.jpeg) #### **Report of Independent Registered Public Accounting Firm** Managers of Colliers Mortgage Holdings LLC Member of Colliers Securities LLC #### **Opinion on the Financial Statement** We have audited the accompanying statement of financial condition of Colliers Securities LLC…

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