Full text of UBS SECURITIES LLC's X-17A-5 filed 2020-03-03 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
X-17A-5 0000230611 XXXXXXXX LIVE true false false 01-01-2019 12-31-2019 Broker-dealer N UBS SECURITIES LLC 1285 AVENUE OF THE AMERICAS NEW YORK NY 10019 christine.jenkins@ubs.com 615-393-7264 Ernst & Young LLP 5 Times Square New York NY 10036 Certified Public Accountant Ralph Mattone UBS SECURITIES LLC 03-02-2020 Ralph Mattone CFO Y
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