Full text of UBS SECURITIES LLC's X-17A-5 filed 2025-03-03 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # Statement of Financial Condition UBS Securities LLC as of December 31, 2024 with Report of Independent Registered Public Accounting Firm  {1}------------------------------------------------ | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | | | | SEC FILE NUMBER | | |-----------------|--| | 8-22651 | | | | | | | (No. and Street) | | | | | |---------------------------------------------------|---------------------------------------------------------------------------|---------|--------------------------------------------|--|--| | New York | NY | | 10019 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Mr. Ralph Mattone | (212) 713-9711 | | Ralph.Mattone@ubs.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | Ernst & Young | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | One Manhattan West | New York | NY | 10001 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/20/2003 | | 42 | | | | | (Date of Registration with PCAOB) (if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | {2}------------------------------------------------ - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ # UBS Securities LLC # Statement of Financial Condition as of December 31, 2024 ## **Contents** | Report<br>of<br>Independent<br>Registered<br>Public<br>Accounting<br>Firm<br>1 | | |--------------------------------------------------------------------------------|---| | Statement<br>of<br>Financial<br>Condition2 | | | Notes<br>to<br>the<br>Statement of Financial Condition<br> | 3 | 4 {4}------------------------------------------------  Ernst & Young LLP One Manhattan West New York, NY 10001 Tel: +1 212 773 3000 Fax: +1 212 773 6350 ey.com #### **Report of Independent Registered Public Accounting Firm** To the Members and the Board of Managers of UBS Securities LLC #### **Opinion on the Statement** We have audited the accompanying statement of financial condition of UBS Securities LLC (t…Read the full text as markdown