UBS SECURITIES LLC X-17A-5 (2019-03-01) — Broker-dealer annual report

Full text of UBS SECURITIES LLC's X-17A-5 filed 2019-03-01 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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X-17A-5 0000230611 XXXXXXXX LIVE false false false 01-01-2018 12-31-2018 Broker-dealer N UBS SECURITIES LLC 1285 AVENUE OF THE AMERICAS NEW YORK NY 10019 Christine Jenkins 615-393-7264 Ernst & Young LLP 5 Times Square New York NY 10036 Certified Public Accountant Ralph Mattone UBS SECURITIES LLC 02-28-2019 Ralph Mattone CFO Managing Director Y

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