Full text of UNICREDIT CAPITAL MARKETS LLC's X-17A-5 filed 2025-02-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### UNICREDIT CAPITAL MARKETS LLC (A Wholly-Owned Subsidiary of UniCredit U.S. Finance LLC) Financial Statement December 31, 2024 {1}------------------------------------------------ | | UNITED STATES | | OMB APPROVAL | | | |-----------------------------------------------------------------------------------------------------------|--------------------------------------------------------------|-------------------------------------------------|--------------------------------------------|--|--| | | | OMB Number: 3235-0123<br>Expires: Nov. 30, 2026 | | | | | | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | | | | | | | | | | | | ANNUAL REPORTS | | | | | | | FORM X-17A-5 | | | | | | | PART III | | | | | | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | filing for the period beginning 01/01/24 | | | AND ENDING 12/31/24 | | | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: Unicredit Capital Markets LLC | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | = Broker-dealer | | | LJ Major security-based swap participant | | | | Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 150 East 42nd Street | | | | | | | | (No. and Street) | | | | | | New York | New York | | 10017 | | | | (City) | (State) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Dominick Valente | 212 672-5884 | dominick.valente@unicredit.eu | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Forvis Mazars, LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 135 West 50th Street | New York | NY | 10020 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/16/2003 | | 686 | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | | | accountant must be supported by a statement of facts and circumstances…Read the full text as markdown