Full text of UNICREDIT CAPITAL MARKETS LLC's X-17A-5/A filed 2026-02-13 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **UNICREDIT CAPITAL MARKETS LLC** (A Wholly-Owned Subsidiary of UniCredit U.S. Finance LLC) Financial Statement December 31, 2025 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION **Washington,** D.C. **20549 ANNUAL REPORTS FORM X-17A-5 PART Ill** FACING PAGE **f'\U.Q f4. l)DDf"\\JM 0MB Number. 3235-0123 Expires: Nov. 30� 2026 Estimated average burden** hours per response: 12 **SEC FILE NUMBER Information Required Pursuant to Rules 17a•5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 0 1/01 /25 MM/DD/YY AND ENDING 12/31 /25 MM/DD/YY A, REGISTRANT IDENTIFICATION NAMEoF FIRM: Unicredit Capital Markets LLC TYPE OF REGISTRANT {check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant □ **Check here if respondent is also an OTC derivatives dealer** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) 150 East 42nd Street **(No. and Street)** New York New York 10017 **(City) (State) (Zip Code)** PERSON TO CONTACT WITH REGARD TO THIS FILING Dominick Valente 212 672-5884 dominick.valente@unicredit.eu **(Name) (Area Code-Telephone Number) (Email Address)** B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Forvis Mazars, LLP **(Name-if individual, state last, first, and middle name)** 135 West 50th Street New York **NY** 10020 **(Address) (City) (State) (Zip Code)** 10/16/2003 686 **(Date of Re•istration with PCAOB)fif applicable) (PCAOB Re,istration Number, if aoolicable** FOR OFFICIAL USE ONLY **\* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public** **accountant must be supported by a statement of facts and drcumstances relied on as the basis of the exemptfon. See 17 CFR 240.l7a-5(e)(l)(li), if applicable.** **Persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ #### **OATH OR AFFIRMATION** **I, Dominick Valente swear (or affirm) that, to the best of my knowledge and belief, the** **financial report pertaining to the firm of Unicredit Capital Markets LLC as of** December 31 **2� is true and correct, I further swear (or affirm) that neither the company n…Read the full text as markdown