Full text of UNICREDIT CAPITAL MARKETS LLC's X-17A-5 filed 2026-02-13 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **UNICREDIT CAPITAL MARKETS LLC** (A Wholly-Owned Subsidiary of UniCredit U.S. Finance LLC) Financial Statements and Supplemental Schedules December 31, 2025 These Financial Statements and Schedules should be deemed confidential pursuant to subparagraph (e)(3) of Rule 17a-5 {1}------------------------------------------------ | | UNITED STATES | l"\1.•n "'"'Pn"'u"•<br>0MB Number: 3235-0123 | | | | | |------------------------------------------------------------------------------------------------------------------------|------------------------------------|----------------------------------------------------|--|--|--|--| | | SECURITIES AND EXCHANGE COMMISSION | | | | | | | | Washington, D.C. 20549 | Expires: Nov. 30, 2026<br>Estimated average burden | | | | | | | | hours per response: 12 | | | | | | | ANNUAL REPORTS | | | | | | | | FORM X-17A-5 | | | | | | | | PART Ill | | | | | | | | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | | | | 12/31 /25 | | | | | | FILING FOR THE PERIOD BEGINNING | 0 1/01 /25<br>AND ENDING | | | | | | | | MM/DD/YY | MM/DD/YY | | | | | | | A, REGISTRANT IDENTIFICATION | | | | | | | NAMeoFFIRM: Unicredit Capital Markets LLC | | | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer | □ Security-based swap dealer<br>□ | Major security-based swap participant | | | | | | □<br>Check here if respondent i5 also an ore derivatives dealer | | | | | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 150 East 42nd Street | | | | | | | | | (No. and Street) | | | | | | | New York | New York | 10017 | | | | | | (City) | (State) | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Dominick Valente | 212 672-5884 | domlnick.valente@unicredit.eu | | | | | | (Name) | (Area Code-Telephone Number) | (Emall Address) | | | | | | B. | ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | Forvis Mazars, LLP | | | | | | | | (Name -if individual, state last, first, and middle name) | | | | | | | | 135 West 50th Street | New York | NY<br>10020 | | | | | | (Address) | (City) | (State)<br>(Zip Code) | | | | | | 10/16/2003 | 686 | | | | | | | (Date of Re•istratlon with PCAOB)(lf applicable) | |…Read the full text as markdown