Full text of LBMZ SECURITIES, INC.'s X-17A-5 filed 2023-03-02 (period 2022-11-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Chicago, Illinois ### FINANCIAL STATEMENTS Including Independent Registered Public Accounting Firm's Report As of and for the Year Ended November 30, 2022 **(Filed as CONFIDENTIAL Information Pursuant to Rule 17a-5(e)(3) Under the Securities Exchange Act of 1934)** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washlnaton, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 EKplres: ,Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-23266 ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill | FILING FOR THE PERIOD BEGINNING 12/01/2021 | | AND ENDING 11 | /30/2022 | | | |---------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------|--------------------------------------------|-----------------|--|--| | | MM/DD/VY | | MM/DD/VY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME oF FIRM: LBMZ Securities Inc | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>l!J Broker-dealer<br>0 Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | D Major security-based swap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 10 South Riverside Plaza , Suite 1600 | | | | | | | | (No. and Street) | | | | | | Chicago | IL | | 60606 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Douglas Colombo | (312) 718-2573 | doug@colombo-consulting.com | | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | Michael Coglianese CPA, P.C. | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 125 E Lake Street, Suite 30 Bloomingdale | IL | 60108 | | | | (Address)<br>10/20/2009 | (City) | (State)<br>3874 | (Zip Code) | | | | (Date of Reliitfatlon with PCA0B)(if applicable) | | (PCA0B Registration Number, If applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | **PenoM who ara** to re1Pond to the collec:tlon of Information contained In this form re not required to respond unless the form **dllplays** • currently valid 0MB control number, I  {2}---------------…Read the full text as markdown