Full text of LBMZ SECURITIES, INC.'s X-17A-5 filed 2025-03-03 (period 2024-11-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # LBMZ SECURITIES, INC. Chicago, Illinois # FINANCIAL STATEMENTS Including Independent Registered Public Accounting Firm's Report As of and for the Year Ended November 30, 2024 > (Filed as CONFIDENTIAL Information Pursuant to Rule 17a-5(e)(3) Under the Securities Exchange Act of 1934) {1}------------------------------------------------ | | UNITED STATES | | OMB APPROVAL<br>OMB Number: 3235-0123 | | | |---------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------|-----------------------------|------------------------------------------------------------------------------|--|--| | | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | | FORM X-17A-5 | | 8-23266 | | | | | PART III | | | | | | | FACING PAGE | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | FILING FOR THE PERIOD BEGINNING | 12/01/2023 | AND ENDING | 11/30/2024 | | | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: LBMZ Securities Inc. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | _ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 10 South Riverside Plaza, Suite 1600 | | | | | | | | (No. and Street) | | | | | | Chicago | | | 60606 | | | | (City) | (State) | | (Zip Code) | | | | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Douglas Colombo | 312-718-2573 | doug@colombo-consulting.com | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. Accountant IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Michael Coglianese CPA, P.C. | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 125 E Lake Street, Suite 30 Bloomingdale | | - | 60108 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/20/2009 | | 3874 | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | FOR…Read the full text as markdown