Full text of LBMZ SECURITIES, INC.'s X-17A-5 filed 2024-02-29 (period 2023-11-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # LBMZ SECURITIES, INC. Chicago, Illinois # FINANCIAL STATEMENTS Including Independent Registered Public Accounting Firm's Report As of and for the Year Ended November 30, 2023 > (Filed as CONFIDENTIAL Information Pursuant to Rule 17a-5(e)(3) Under the Securities Exchange Act of 1934) {1}------------------------------------------------ ## UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | 0MB APPROVAL | |------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average | | burden hours per | | | | SEC FILE NUMBER | | 8-23266 | FACING PAGE **Information Required Pursuant to Rules 17a-5, 17a-12, and 1 Sa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 1210112022 AND ENDING 11 <sup>f</sup> 30f2023 | NAME OF FIRM: LBMZ Securities Inc | | | | | |---------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------|--------------------------------------------------------------------------------------------------------------------------------|--| | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer | Security-based swap dealer<br>□ Check here if respondent is also an OTC derivatives dealer | Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 10 South Riverside Plaza, Suite 1600 | | | | | | | (No. and Street) | | | | | Chicago | IL | | 60606 | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Douglas Colombo | (312) 718-2573 | | doug@colom~nsulting.com | | | (Name) | (Area Code - Telephone Number) | (Email address) | | | | | ACCOUNTANT IDENTIFICATION<br>B. | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Michael Coglianese CPA, P.C. | | | | | | (Name - | if individual, state last, first, and middle name) | | | | | 125 E Lake Street, Suite 30 Bloomingdale | | IL | 60108 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/20/2009 | | 3874 | | | | (Date of Registration with PCAOB…Read the full text as markdown