Full text of ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUM's X-17A-5 filed 2020-02-26 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ FINANCIAL STATEMENTS *for the year ending December 31, 2019* {1}------------------------------------------------ UNITED STATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden horns oer resnonse ...... 12.00 | SE<br>C<br>FI<br>LE<br>N<br>UM<br>BE<br>R | |-------------------------------------------| | 8<br>-2<br>3<br>3<br>0<br>5 | **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | R<br>EP<br>O<br>R<br>T<br>FO<br>R<br>T<br>H<br>E<br>PE<br>R<br>IO<br>D<br>B<br>E<br>G<br>JN<br>N<br>IN<br>G<br>0<br>1/<br>0 | 1/<br>20<br>19<br>A<br>N<br>D<br>E | /<br>/<br>1<br>2<br>3<br>1<br>2<br>0<br>1<br>9<br>N<br>D<br>IN<br>G | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------|---------------------------------------------------------------------------------|--| | | M/<br>/Y<br>M<br>DD<br>Y | -<br>-<br>-<br>-<br>-<br>-<br>-<br>-<br>-<br>-<br>-<br>M<br>M<br>/D<br>D/<br>YY | | | A<br>G<br>IS<br>R<br>E<br>T<br>R | A<br>IC<br>A<br>IO<br>N<br>T<br>I<br>D<br>E<br>N<br>T<br>IF<br>T<br>N | | | | : A<br>L<br>L<br>I<br>A<br>N<br>T<br>S<br>E<br>N<br>A<br>M<br>E<br>O<br>F<br>B<br>R<br>O<br>K<br>ER<br>-D<br>EA<br>LE<br>R | C<br>U<br>R<br>I<br>T<br>I<br>E<br>S<br>I<br>N<br>C | O<br>FF<br>IC<br>IA<br>L<br>U<br>S<br>E<br>O<br>N<br>LY | | | A<br>D<br>D<br>R<br>E<br>SS<br>O<br>F<br>PR<br>IN<br>C<br>IP<br>A<br>L<br>PL<br>A<br>C<br>E<br>O<br>F<br>B<br>U<br>SI<br>N<br>E<br>SS<br>: | FI<br>RM<br>I<br>.D<br>NO | | | | O<br>G<br>C<br>G<br>S<br>6<br>9<br>N<br>R<br>T<br>H<br>L<br>E<br>A<br>Y<br>R<br>I<br>D<br>E<br>D<br>R<br>5 | U<br>I<br>T<br>E<br>3<br>0<br>0 | | | | | (N<br>d<br>St<br>et)<br>o.<br>an<br>re | | | | L<br>I<br>B<br>E<br>R<br>T<br>Y<br>L<br>A<br>K<br>E | W<br>A | 9<br>9<br>0<br>1<br>9 | | | ity<br>(C<br>) | (S<br>e)<br>tat | (Z<br>ip<br>C<br>od<br>e) | | | A<br>A<br>O<br>O<br>SO<br>N<br>M<br>E<br>N<br>D<br>T<br>EL<br>EP<br>H<br>N<br>E<br>N<br>U<br>M<br>B<br>E<br>R<br>F<br>PE<br>R<br>N<br>SA<br>LL<br>Y<br>MA<br>NN | O<br>C<br>O<br>TA<br>C<br>EG<br>A<br>O<br>T<br>N<br>T<br>IN<br>R<br>R<br>D<br>T | IS<br>O<br>T<…Read the full text as markdown