Full text of ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUM's X-17A-5 filed 2021-02-18 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ FINANCIAL STATEMENTS *for the year ending December 31,2020* {1}------------------------------------------------ **UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Wiishington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per resoonse ... ... 12.00 | | R | SE<br>C<br>FI<br>LE<br>N<br>UM<br>BE | |-----------------------------|---|--------------------------------------| | 8<br>-2<br>3<br>3<br>0<br>5 | | | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Ruic 17a-5 Thereunder** | 0<br>1<br>/<br>R<br>EP<br>O<br>R<br>T<br>FO<br>R<br>T<br>H<br>E<br>PE<br>R<br>IO<br>D<br>B<br>E<br>G<br>IN<br>N<br>IN<br>G | 0<br>1<br>/<br>2<br>0<br>2<br>0 | A<br>N<br>D<br>E<br>N<br>D<br>IN<br>G | /<br>/<br>1<br>2<br>3<br>1<br>2<br>0<br>2<br>0 | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------| | | M<br>M/<br>DO<br>IY<br>Y | | /0<br>0/<br>M<br>M<br>YY | | A<br>R<br>E<br>G<br>IS | T<br>R<br>A<br>N<br>T<br>I<br>D<br>E<br>N<br>T | IF<br>IC<br>A<br>T<br>IO<br>N | | | : A<br>L<br>L<br>I<br>A<br>N<br>T<br>S<br>N<br>A<br>M<br>E<br>B<br>R<br>O<br>K<br>ER<br>-D<br>EA<br>LE<br>R<br>o<br>r | E<br>C<br>U<br>R<br>I<br>T<br>I<br>E<br>S<br>I<br>N | C | O<br>IC<br>S<br>O<br>FF<br>IA<br>L<br>U<br>E<br>N<br>LY | | A<br>D<br>D<br>R<br>E<br>SS<br>PR<br>IN<br>C<br>IP<br>A<br>L<br>PL<br>A<br>C<br>E<br>O<br>B<br>U<br>SI<br>N<br>E<br>o<br>r<br>r | SS<br>(D<br>P.<br>t<br>:<br>o<br>no<br>us<br>e | O<br>. B<br>N<br>)<br>ox<br>o. | I<br>.D<br>FI<br>R<br>M<br>. N<br>O | | N<br>O<br>R<br>T<br>H<br>L<br>E<br>G<br>A<br>C<br>Y<br>R<br>I<br>D<br>G<br>E<br>D<br>R<br>I<br>6<br>9<br>5 | V<br>E<br>S<br>U<br>I<br>T<br>E<br>3<br>0<br>0 | | | | | (N<br>d<br>St<br>et)<br>o.<br>an<br>re | | | | L<br>I<br>B<br>E<br>R<br>T<br>Y<br>L<br>A<br>K<br>E | W<br>A | | 9<br>9<br>0<br>1<br>9 | | (C<br>ity<br>) |…Read the full text as markdown