Full text of ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUM's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ FINANCIAL STATEMENTS *for the year ending December 31,2022* {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | | | | | | |----------------|--|--|--|--|--| | FORM X-17A | | | | | | | PAR<br>Ill | | | | | | | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response : 12 | | SEC FILE NUMBER | | |-----------------|--| | 8-23305 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2022** MM/0D/YY MM/0D/YY **A. REGISTRANT IDENTIFICATION** YP E OF R IS RAN (check all appli abl~ boxes) : ! { 0 Broker-dealer O Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer AND ENDING **12/31/2022** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 695 NORTH L | | | 300 | | |---------------------------------------------------------------------------|--|------------------------------------------------------------|----------------------------------------------|----------------------| | | | (No. and Street) | | | | LIBERTY LAKE<br>(City) | | WA | | 990.19 | | | | (State) | | {Zip c~,de)<br>~:,.: | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | 509 747-9144 | sally@alliantsecurities.com | | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | MOSS ADAMS | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | 601 WEST RIVERSIDE SUITE 1800 SPOKANE | | | WA | 99201 | | (Address) | | {City) | (Sta te) | (Zip Code) | | 10/16/2003 | | | 659 | | | l"<br>of Regl<t,aUoa with PCAOB)llf appHcable) FOR OFFICIAL USE ON Ly | | | I PCAOB ReglstcaUoa N"mbe,, If applicable) I | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the repo rts of an independent public accountant must be supported by a statement of fact s and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l){ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respo…Read the full text as markdown