Full text of THE GMS GROUP, LLC's X-17A-5 filed 2024-03-07 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # The GMS Group, LLC (A Wholly Owned Subsidiary of GMS Group Holdings Corp.) Statement of Financial Condition December 31, 2023 {1}------------------------------------------------ | SECURITIES | UNITED<br>STATES<br>AND<br>COMMISSION<br>EXCHANGE | OMB<br>Expires: | OMB<br>APPROVAL<br>Number:3235-0123<br>30,2026<br>Nov. | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------|----------------------------|----------------------------------------------------------| | | Washington,<br>D.C.<br>20549 | hours | Estimated<br>average<br>burden<br>per<br>response:<br>12 | | | ANNUAL<br>REPORTS | | NUMBER<br>SEC<br>FILE | | | X-17A-5<br>FORM | | | | | III<br>PART | | | | | FACING<br>PAGE | | | | to<br>Information<br>Required<br>Pursuant<br>Rules | 17a-5,17a-12,<br>18a-7<br>and<br>under | the<br>Securities | of<br>Exchange<br>1934<br>Act | | FILING<br>THE<br>FOR | 01/01/23 | | 12/31/23 | | PERIOD<br>BEGINNING | AND<br>MM/DD/YY | ENDING | MM/DD/YY | | A. | REGISTRANT<br>IDENTIFICATION | | | | THEGMS<br>FIRM:<br>NAME<br>OF | GROUP,<br>LLC | | | | applicable<br>(check<br>all<br>TYPE<br>OF<br>REGISTRANT<br>E<br>Broker-dealer<br>Security-based<br>if<br>respondent<br>here<br>is<br>Check<br>also<br>an<br>OTC | boxes):<br>dealer<br>Major<br>swap<br>dealer<br>derivatives | security-based | participant<br>swap | | OF<br>ADDRESS<br>OF<br>PRINCIPAL<br>PLACE | BUSINESS:(Do<br>P.O.<br>no.)<br>not<br>use<br>box<br>a | | | | 120<br>EAGLE<br>ROCK | AVENUE,<br>SUITE | 300 | | | | (No.<br>and<br>Street) | | | | EAST<br>HANOVER | NJ | | 07936 | | (City) | (State) | | (Zip<br>Code) | | WITH<br>TO<br>CONTACT<br>TO<br>PERSON<br>REGARD | THIS<br>FILING | | | | DANIELLE<br>DEMBOWSKI | 973-548-2515 | | ddembowski@gmsgroup.com | | (Name) | -Telephone<br>Number)<br>(Area<br>Code | (Email<br>Address) | | | B. | ACCOUNTANT<br>IDENTIFICATION | | | | | | | | | ACCOUNTANT<br>INDEPENDENT<br>PUBLIC | reports<br>whose<br>contained<br>in<br>are | thisfiling* | | | MAZARS<br>USA<br>LLP | | | | | -if<br>(Name | individual,<br>last,first,<br>state<br>middle<br>and | name) | | | PARK<br>DRIVE<br>WEST,<br>SUITE<br>301<br>60<br>CROSSWAY | WOODBURY | NY | 11797 | | (Address) | (City) | (State) | (Zip<br>Code) | | 10/08/2003 | | 339 | | | PCAOB)(if<br>of<br>with<br>(Date<br>Registration<br>appli…Read the full text as markdown