Full text of THE GMS GROUP, LLC's X-17A-5 filed 2025-03-14 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **The GMS Group, LLC** (A Wholly Owned Subsidiary of GMS Group Holdings Corp.) Statement of Financial Condition December 31, 2024 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAl OM B Number: 3235-0123 EKpires: Nov. 30, 2026 Estimated ;iverage burden hours per response: 12 ### **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8-23936 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and l8a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **Q 1 /Q 1 /24** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** ## NAME OF FIRM: THE GMS GROUP, LLC TYPE OF REGISTRANT (check all applicable boxes): [i) Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer AND ENDING **12/31 /24** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | 120 EAGLE ROCK AVENUE, SUITE 300 | | |--------------|----------------------------------|-------| | | (No. and Street) | | | EAST HANOVER | NJ | 07936 | PERSON TO CONTACT WITH REGARD TO THIS FILING | | DANIELLE DEMBOWSKI 973-548-2515 | | ddembowski@gmsgrouop.com | |--|---------------------------------|--|--------------------------| |--|---------------------------------|--|--------------------------| (Name) (Area Code -Telephone Number) (Email Address) (City) (State) (Zip Code) #### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* ### FORVIS MAZARS, LLP (Name - if individual, state last, first, and middle name) | 60 CROSSWAY PARK DRIVE WEST, SUITE 301 WOOD BU RY | | | NY | 11797 | |---------------------------------------------------|-----------------------|-----|---------|------------| | (Address) | (Citv) | | (State) | (Zip Code) | | 10/16/2003 | | 686 | | | | re<br>of Reglstrat;o, with PCAOB}lif applkable] | | | | | | | FOR OFFICIAL USE ONLY | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(il), if applicable. Persons who a re to respond to the collection of information contained in this form are not required to respond unless…Read the full text as markdown