Full text of THE GMS GROUP, LLC's X-17A-5 filed 2026-03-19 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # GMS Group, 1LL {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNI FOR | ANNUAL REPORTS<br>FORM X-17A-5<br>PART III | SEC FILE NUMBER<br>8-23936 | |-------------------------------------------------------------------------------------------------------------------------------------|----------------------------| | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | filing for the period beginning 01/01/25<br>AND ENDING 12/31/25<br>MM/DD/YY | MM/DD/YY | | A. REGISTRANT IDENTIFICATION | | | NAME OF FIRM: THE GMS GROUP, LLC | | | TYPE OF REGISTRANT (check all applicable boxes):<br> Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 120 EAGLE ROCK AVENUE, SUITE 300 Into ------------------------------------------------------------------------------------------------------------------------------------------------------------------------- | | (Mr. and Street) | | | |-------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|--------------------------------------------| | EAST HANOVER | NJ | | 07936 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | DANIELLE DEMBOWSKI 973-548-2515 | | | ddembowski@gmsgroup.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>FORVIS MAZARS, LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | 60 CROSSWAY PARK DRIVE WEST, SUITE 301 | WOODBURY | NY | 11797 | | (Address) | (City) | (State) | (Zip Code) | | 10/16/2003 | | 636 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption.…Read the full text as markdown