CETERA ADVISORS LLC X-17A-5 (2020-03-02) — Broker-dealer annual report

Full text of CETERA ADVISORS LLC's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: CETERA ADVISORS LLC
• Form: X-17A-5
• Filed: 2020-03-02
• Period: 2019-12-31
• Accession: 0000356437-20-000002
• CIK: 356437
• File #: 8-26892
• Material weakness: No
• Auditor: Deloitte & Touche LLP
• Auditor location: Los Angeles, CA
• Contact: Mark Shelson
• Phone: 320-229-3191
• Signed by: Timothy J Bowman (SVP Finance - Finop)

Document text (excerpt)

X-17A-5 0000356437 XXXXXXXX LIVE false false false 01-01-2019 12-31-2019 Broker-dealer N CETERA ADVISORS LLC 4600 SOUTH SYRACUSE STREET SUITE 600 DENVER CO 80237 Mark Shelson 320-229-3191 Deloitte & Touche LLP 555 W 5th Street, #2700 Los Angeles CA 90013 Certified Public Accountant Timothy J Bowman CETERA ADVISORS LLC 03-02-2020 Timothy Bowman SVP Finance - Finop Y

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Original filing on SEC EDGAR (source of record)