Full text of CETERA ADVISORS LLC's X-17A-5 filed 2026-03-13 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### CETERA ADVISORS LLC AND SUBSIDIARY (SEC I.D. No. 8-26892) # CONSOLIDATED STATEMENT OF FINANCIAL CONDITION AS OF DECEMBER 31, 2025 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Filed pursuant to Rule 17a-5( d) under the Securities Exchange Act of 1934 as a Public Document {1}------------------------------------------------ Public #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill SEC FILE NUMBER 8-26892 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2025** AND ENDING **12/31/2025** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: Cetera Advisors LLC TYPE OF REGISTRANT {check all applicable boxes}: C!l Broker-dealer □ Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.} # 5299 OTC Blvd #800 | | | (No. and Street) | | | |----------------------------------------------------------------------------------------------------|--|------------------------------------------------------------|-----------------|--------------------------| | Greenwood Village | | co | | 80111 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Rodney Dowell | | (310) 341-1853 | | rodney.dowell@cetera.com | | (Name) | | (Area Code -Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Deloitte & Touche LLP | | (Name - if individual, state last, first, and middle name) | | | | 555 W. 5th Street, Floor 27 | | Los Angeles | CA | 90013 | | (Address) | | (City) | (State) | (Zip Code) | | October 20, 2003 | | | 34 | | | rte of Reg;st,aUoo w;th PCAOB)l;f apphcable)<br>{PCAOB Reg;s,,a,;oo N"mbec, ff a pphcable I I | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii)…Read the full text as markdown