Full text of CETERA ADVISORS LLC's X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ CETERA ADVISORS LLC AND SUBSIDIARY (SEC I.D. No. 8-26892) CONSOLIDATED STATEMENT OF FINANCIAL CONDITION AS OF DECEMBER 31, 2021 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Filed pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934 as a Public Document {1}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 0MB APPROVAL | | | |--------------------------|----|--| | 0MB Number: 3235-0123 | | | | Expires: Oct. 31, 2023 | | | | Estimated average burden | | | | hours per response: | 12 | | # SEC FILE NUMBER 8-26892 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2021** MM/DD/VY AND ENDING **12f31 f2021** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Cetera Advisors LLC TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 5299 OTC Blvd #800 (No. and Street) Greenwood Village CO 80111 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Tim Bowman (619) 881-5262 Tim.Bowman@cetera.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Deloitte & Touche LLP (Name - if individual, state last, first, and middle name) 555 W. 5th Street, Floor 2700 Los Angeles CA 90013 (Address) (City) (State) (Zip Code) October 20, 2003 **34 rte of R,g;,trat;oo wUh PCAOB)(;f appbcable) FOR OFFICIAL USE ONLY )PCAOB R,g;,tcafoo Nombec, ;f appbcable)** I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as t he basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** Public {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Tim Bowman | | swear (or affirm) that, t…Read the full text as markdown